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The crisis consists precisely in the fact the old is dying and the new cannot be born;
in this interregnum a great variety of morbid symptoms appear. ---Antonio Gramsi
In protracted ethnic conflicts, threats to identity
have been described as one of the explanations for why conflicting parties seem
unable to come to a negotiated end to the conflict, even when there appears
to be a way in which the interest of both sides can be accommodated (Kelman,
1997). According to Kelman, threats to identity create a zero-sum view of the
conflict, where one's very existence seems inextricably linked to the negation
of the other. An acknowledgment of the identity of the other is perceived as
an act of self-destruction, as recognizing the experiences of the other fundamentally
brings into question one's own interpretation of history, the conflict, and
of the responsibility one holds for the past, present, and future shared realities.
In this paper, I would like to explore the obstacles
and resistances to de-linking those aspects of identity that pose the greatest
threat to parties in conflict, then examine ways in which the mutually destructive
elements might be reconstructed so that both parties could begin the process
of reconciliation, which might enable former enemies to co-exist without fear
of annihilation. Kelman has described this process of reconstruction as "negotiating
identity," where both sides engage in a reciprocal process of examining
those aspects of one's identity that do not threaten its core and the letting
go of which could significantly allay some of the fundamental threats that the
destructive aspects trigger in the other (Kelman, 1999).
In order to better understand what identity negotiation
involves, both in terms of the process that is required to bring about the necessary
changes in identity and the resistances and challenges to such change, I will
anchor this analysis within a theory of human development that describes the
"normal" process of identity formation. By "normal" I mean
the learning process one engages in when living under conditions that support
growth and development. The Piagetian model of social-cognitive development
will be the foundation of the conceptual framework, with some additional refinements
(Hicks, 1991). By gaining insight into the conditions and circumstances that
promote constructive learning about the self and other, we can then examine
what happens to the process of identity formation under circumstances of conflict,
when one experiences an existential threat.
After describing the developmental framework,
this analysis will focus on the specific aspects of identity that are open for
negotiation in conflict relationships and what the implications are for the
type of process that is needed to promote successful reconciliation. Finally,
a variety of processes will be explored to include adaptations to the interactive
problem-solving model of intergroup conflict resolution developed by John Burton
(1991) and later refined by Herbert Kelman (1992) as well as an examination
of the limits and strengths of the role of forgiveness in promoting reconciliation.
At the outset, I would like to make explicit the following assumptions about
identity and its development.
Piaget's view of development:
It is important to make clear at the outset that
Jean Piaget, who has often been (mis)labeled a child psychologist, was not interested
in child development per se. His primary concern was how individuals come to
understand their relationship with the world, their interactions with it and
on what basis they arrive at conclusions about others and the events of the
world. His observations of children, and the progression of their understanding
of the world from one in which the egocentric child is the center of the universe
to an adult "objective" view, where one can tolerate multiple perspectives
and can see oneself in relation to others, provided the data he needed to develop
a theory of knowledge; a theory of knowledge that tracked the progression of
the construction of reality from the simple to the complex, and that defined
growth and development as a consequence of one's active engagement with others
and the world (Kitchener, 1986). In his view, one did not come to know the world
by passively observing it and watching it unfold. One's understanding of the
self and others emerge as a consequence of interaction, which provided the context
for the development of internal structures that serve as both a repository for
the acquired knowledge, and a way of maintaining a sense of inner equilibrium
so that one can function in the world. In fact, in Piaget's view, "development"
can be described as a process of "increasing equilibrium" between
the organism and the environment (1937). That is, an increase in the individual's
capacity to integrate a more complex understanding of and relationship to the
world without becoming de-stabilized. More will be said about the details of
the equilibration process below.
We gain an understanding of ourselves and the
world through the medium of interaction. We construct our understanding and
learn about ourselves and the world by engaging with it. We construct our own
reality, our own interpretations of how the world works, and end up with a set
of beliefs about the self, others, and the world. The construction of reality,
and the beliefs that result from the process of "making sense" of
the world changes with development. There are qualitative shifts in the way
we make meaning as we proceed through the lifespan, with implications at every
stage for how much we can integrate from the outside world, into our internal
repository of knowledge without becoming psychologically de-stabilized. Within
this internal repository of knowledge, is a collection of beliefs about the
self (what I am calling the constructed aspect of identity), others and the
world that one develops as a consequence of one's continued interactions with
the world. These beliefs serve two purposes: They provide us with a set of expectations
about the world that enables us to function without being completely overwhelmed
with the barrage of stimuli that confronts us at every moment. Second, beliefs
create a sense of inner coherence and stability. They allow us to gain
control over the anxiety-producing effects of uncertainty in our world, uncertainty
that would otherwise overwhelm us. The beliefs provide a (temporary) resting
place, until such time that we experience the limits of their usefulness and
become a de-stabilizing force in themselves, giving rise to the need to re-examine
them and to opening ourselves up to new learning.
I will next describe in more
detail, the mechanisms that allow for learning in Piaget's view, along with
some of my own refinements of the theory that are useful when considering how
conflict affects this "normal" process of the development of our understanding
of ourselves and the world.
Development as a process of increasing equilibrium between self and the
environment:
According to Piaget, a major challenge to the process of development is being
able to maintain an inner sense of balance (equilibrium) while integrating new
information from the outside world. As one develops a more complex understanding
of the self and the world, one's capacity to tolerate challenges to one=s existing
worldview increases. It is, however a delicate balance. There are limits to
the amount of anxiety one can tolerate when trying to take in new information
that challenges one's existing understanding of the world. Too much change too
fast, can create tremendous upheaval, the felt experience of which is extremely
uncomfortable, setting off what appears to be a reflexive reaction to protect
the threatened views of the self and the world. It is important to point out
that the instability triggered by an overload of the learning process is more
than just a "cognitive" overload. The psychological "disintegration"
is felt at an emotional level as well, producing, in extreme cases, debilitating
fear, rage, and anxiety when one perceives a threat to one's integrity, either
or both at the physical and psychological level (Hicks, et. al.,1996).
The development process that Piaget describes
of increasing one's capacity to take in more complex information about the world
without being thrown out of balance is the process of adaptation. This
is a dialectical process where the individual is engaged in assimilating
the environment into one's existing cognitive structure while at the same time,
accommodating to the new information from the environment by changing
the existing cognitive structure. The end result of this process is not only
a new way of looking at the self and the world, but achieving a more sophisticated
balance between the self and its environment. The "assimilative" aspect
of adaptation builds an internally coherent structure, a repository of
what we think we know, part of which contains views of the self in relation
to the world. This becomes our "constructed self." The process of
"accommodating" requires an externally focused mechanism that allows
us to take in information from the outside world, that which becomes the content
of our understanding. The end product of simultaneous interaction of assimilation
and accommodation is learning. One without the other, that is, only taking in
information into the existing structure is not learning, nor is only being open
to outside information. Both must be happening at the same time to produce a
shift in one's worldview. For example, an individual who perhaps listens to
the perspective of the other, (a perspective that may challenge one's own view)
but does not make the change in one's internal structure or belief, is only
Assimilating." No learning is taking place. In Piaget's terms, the individual
is behaving egocentrically because he is not open to being changed by the new
information. On the other hand, a person who is constantly changing her point
of view, every time she encounters new information, and not developing an internal
structure (self) in which to put the information is not learning either, because
she is simply parroting the ideas that she has taken in from the outside. Woody
Allen's character Zelig from the movie, "Zelig," is the perfect example
of one who only accommodates. He takes on the ideas and personality of every
new person he encounters. There is no inner coherence, no internal sense of
self. This person could be labeled an "aliuscentric," or one is completely
"other" centered (Hicks, 1991).
Under non-threatening conditions, we are constantly
making adjustments to our self by integrating new information from the outside
that we gain by interacting with others. We are constantly refining and expanding
the self and our beliefs about others and the world with new experiences. Even
though the process of identity development is ongoing and ever changing, in
order to be able to function in the world, we need some stability and certainty
about what to expect in the world, but this stability and certainty comes with
a price. As a part of the self-structure, we develop beliefs about how the world
works, that is, beliefs about our self (both positive and negative evaluations)
as well as beliefs about others and the world. This is necessary so that we
can function in the world. Our beliefs underlie our expectations about others
and the world. Again, these beliefs are always open to change when one is
living under the conditions that promote learning and development.
When we are in a learning mode, under the best
case situation, we can live with or tolerate some uncertainty about our beliefs,
accepting that with new experiences with others and the world, they may be open
to change, or that they may be "wrong" to begin with. This is a
very important aspect of development, that is, the extent to which one accepts
the possibility that one's worldview, images of self and other, are incomplete
and subject to change.
In addition, we may have beliefs that are unsettled
in our own mind, beliefs around which we experience some ambivalence.
Accepting ambivalence means that we can tolerate having mixed feelings about
ourselves and the world, that we can exist even with competing beliefs that
appear to contradict each other. For example, under most circumstances we all
have mixed feelings about ourselves. We are aware that there are aspects of
the self that we are comfortable with and others that we are not. The same is
true for the other. We rarely, if honest, have a simplistic view of anything.
Under conditions that promote growth and development, we can accept the fact
that we are constantly living with ambivalence and uncertainty.
One could consider the extent to which one can
tolerate uncertainty and ambivalence a measure of egocentrism: the more one
is steadfast in holding onto beliefs, especially when there may be disconfirming
evidence, the more egocentric (embedded in one's own perspective) is
one's understanding of the world. Conversely, the more one is open to changing
one's beliefs (accepting uncertainty and ambivalence) about others and the world
when there is new information to adjust to, the more sociocentric (one
is capable of tolerating multiple perspectives) one becomes.
I would like to elaborate on the concept of certainty.
As I mentioned earlier, in order to function in the world, we need to develop
a set of beliefs about our self, others, and the world. Along with the beliefs
that we establish, comes a degree of certainty about those beliefs. In other
words, we seem to have a very strong compulsion to want our understanding of
the world to be "right." There seems to be a very strong desire to
be "right" and a very strong aversion to being "wrong."
This is an interesting phenomenon. There are probably functional, self-preserving
aspects to it, but I really do not fully grasp the importance, from a developmental
point of view, of feeling the strong need to be right. It creates so much
resistance to change and development. It seems to threaten development rather
than promote it.
Experiencing the limits of our capacity to be open to learning
As I mentioned earlier, there are, even under "normal" circumstances,
limits to how much new learning we can tolerate. Too much, too fast can de-stabilize
us, creating the felt experience psychological disintegration. Our capacity
to take in more and more complex information, and the resultant shift our inner
sense of equilibrium, changes with development. I will not go into this now,
but Piaget tracks the qualitative shifts in understanding that take place as
we develop over the lifespan (internal structural changes). The more we move
through the stages of cognitive development, the more sophisticated we become
at integrating information about others and the world. As we develop these more
sophisticated capacities, we grow out of our egocentrism, or our belief that
we are the center of the universe (which characterizes a child-like view of
the world) and that our take on the world is the "right" one. With
development, we become increasingly aware of the extent to which we must include
others in our understanding of the world, and develop a "sociocentric"
view of the relationship between the self and the world. With this more complex
worldview, one is much more reticent to be invested in being "right,"
realizing the limits of one's capacity to make such a claim in a world where
uncertainty dominates reality.
We know we are at our limits of what we can take
in because we feel it or experience it as overload. In other words, we begin
to psychologically "disintegrate." Depending on what the nature of
the information is that overloads the learning mechanisms, it is experienced
as fear, anxiety, anger, exhaustion, a general breakdown in our ability to function.
We become psychologically "de-stabilized," and at these times, there
is an automatic, self-preserving homoeostatic process is activated that shuts
the learning channels down. When I say shuts the channels down, I mean those
mechanisms that allow for the changes and refinement of the self-structures
and the mechanism that allows in the new information that is used to refine
the self-structures. These two dialectic process (assimilation/accommodation)
shut down. The consequence is that the self-structure is no longer open to refinement
and expansion, and the capacity to take in information about others and the
world are also frozen, as are the existing beliefs about the self, others, and
the world. In this sense, the frozen beliefs act as a stabilizing mechanism,
one that moves us from a felt experience of disintegration to one where we are
psychologically integrated and balanced again. As a consequence of the "shut
down," beliefs become rigid and extremely resistant to change, complexity
is lost, certainty of our assessment of what is "right" rises, and
the feeling of ambivalence about what we "know" is lost. All of this
is "lost" in the service of self-protection.
Identity Development under conditions of conflict
With the learning/development framework as backdrop, I would now like to examine
what happens to the process of identity development under conditions of conflict.
That is, when one experiences an existential threat.
Given the assumption that identity development
occurs in the context of relationship, when the nature of the interaction between
two people or groups becomes threatening, the process of identity formation
shuts down. One feels de-stabilized by the threatening event, creating fear,
anger, anxiety, and an impulse toward self-preservation and what often seems
to be the case of directing the anger and hostility toward the threatening other.
An impulse (self-preserving /other annihilating) for revenge and violence toward
the threatening other is activated, a reaction that appears to protect us from
physical annihilation. The felt experience of being psychologically diminished
and the consequent feelings of humiliation that accompany it fuel the need for
revenge and violence, perhaps as strongly as if it were a physical threat. This
simultaneous impulse toward "self-protection" and "other annihilation"
seems to be automatic. In order to "right oneself" and to return to
a state of equilibrium so that we can function, the self-preserving mechanism
that I described above is activated, closing down the free flow of information
between self and other, information that would normally allow for the refinement
of our set of beliefs about our self, others and the world, in essence, closing
down the opportunity for growth and development, all in the service of survival.
As a consequence of the traumatic and threatening event, one forms a negative
image of the other, which becomes frozen into one's belief system. Any refinements
in the beliefs about the other are formed in the absence of interaction. Input
from the other is often not available. There is no opportunity for the other
to challenge or change the negative images. This is when enemy images and
other destructive social psychological processes develop. Because the mechanism
that allows in new information is closed down, even new and disconfirming information
about the other is not allowed in. The images of the other are frozen in time.
The process of identity formation is also frozen, keeping in mind always, that
this is a self-protective mechanism. It allows one to function in the world,
and not experience the psychological disintegration that the traumatic
event triggers. The closing down of the learning process is a survival mechanism.
Along with the frozen beliefs, the degree of certainty
about one's beliefs also solidifies and becomes rigid. Both sides feel that
their take on what happened is "right." They become entrenched in
a battle over whose view of the events that took place is more accurate. Not
only does one feel that his point of view is the correct one, one also feels
extreme certainty about how to rectify the situation and who is responsible.
The conclusions that one reaches about how to resolve the conflict are formed
in the absence of any interaction with or input from the other. The other's
point of view is expelled from the process of forming an outcome to the conflict.
The desired outcomes to the conflict are seen in zero-sum terms, because each
side has expelled the other and the experiences of the other from one's assessment
of what is "right." The need to be right seems to intensify as
a part of the destructive dynamics of identity threats.
Along with the rigidity one's need to be "right" about the other and
the events surrounding the conflict, is the need to place blame for what happened.
It is rarely the case that one looks inward for one's own contribution to the
failed interaction. There appears, again, to be a reflexive reaction to put
all the responsibility onto the aggressive and evil other, protecting one's
righteous self-image. The deflection of responsibility is a direct consequence
of the powerful reaction to protect oneself from further trauma.
What also naturally occurs is a breakdown in social interaction. Both parties
retreat from one another, creating physical and psychological distance between
them. The distance further exacerbates the frozen images of the other, as there
is absolutely no chance for hearing disconfirming information by listening to
each other's view of the conflict. The communication void becomes filled with
more negativity and hostility, giving rise to the development of a number of
cognitive distortions about the other (Kelman, 1997, Holt & Silverstein,1989,
Silverstein & Flamenbaum, 1989), further limiting the chance for new learning.
Our observations as facilitators of dialogues between communities in conflict
have given us ample data that supports the above speculations regarding the
role of identity in perpetuating and maintaining intercommunal conflict. In
Sri Lanka, where the majority Sinhalese and minority Tamil peoples have been
engaged in a violent conflict for more than 17 years, the protection of identity
plays a significant role in the conflict. Both sides feel that their identity
is profoundly threatened by the position or desired outcome of the other side,
creating what feels to both sides as an existential threat. The Sinhalese demand
for a unified, Buddhist state that protects and maintains the integrity of their
unique Sinhalese-Buddhist identity completely negates the Tamil Tiger's desire
for a separate state, which would protect them from further persecution and
marginalization as a minority peoples. Similarly, the Tamil demands for separation
negates the Sinhalese demand for unity. These "zero-sum" positions
make it impossible to arrive at an outcome to the conflict that satisfies the
needs and interests of both sides.
The threat to the identity of both sides triggers what I have described above
as a self-protective reaction to hold onto their beliefs about the self and
are highly resistant to change. Out of fear of annihilation, both sides have
retreated from one another, creating the absence of interaction or isolation
from each other that keeps parties open to learning and a possible unfreezing
of their views of themselves and the other. They cling to their beliefs about
what is "right," making it highly unlikely that they will let go of
the "death grip" regarding their positions on how to end the conflict.
The history of threatening and traumatizing each other has eroded any possibility
of opening the learning process, therefore making it impossible to create the
trust that is necessary to move the intractable process of reconciliation forward.
One must keep in mind that underlying a breakdown in trust is a history of trauma
and humiliation. In the Sri Lanka conflict, both sides have experienced considerable
trauma and humilitation. During the British colonial period, the Tamil minority
was "favored" by the British in the sense that they were taught English
and therefore, had greater access to education and job opportunities (Little,
1994). The Sinhalese felt marginalized and discriminated by this "favoritism,"
creating the kind of revenge cycles that one sees being played out in the current
conflict. The Buddhist clergy was also marginalized and humiliated during the
colonial period, according to their accounts, lost their power and authority
in the Buddhist community. One could argue, it is why they are so adamant today
about preserving the Buddhist integrity of the state of Sri Lanka. Such losses
of dignity can remain alive within an identity group for centuries. Vamik Volken
has described the power of such trauma and humiliation in maintaining enemy
attitudes toward the hated other. He has described how the trauma is transmitted
for generations until and unless the parties engage in a healing process that
acknowledges and grieves the lost integrity (Volkan, 1991).
For the Tamils, the history of discrimination and marginalization by the majority
Sinhalese created very deep traumas for their people. One faction of the Tamil
community, the Liberation Tigers of Tamil Eelam, have claimed the need for a
separate state in order to protect the Tamil people from persecution. Although
there are other Tamil groups that do not support the desire for a separate state,
the other "moderate" Tamils would nevertheless agree that their identity
has been profoundly threatened over the years, and that changes in the political
structure are necessary to protect themselves from further threat and persecution.
The important point to be made from this illustration is the extent to which
threats to one's identity can interrupt the normal flow of interaction between
groups, creating a hardwired "revenge" reaction that gets triggered
in the service of survival. In so doing, beliefs about self and other become
frozen in time, resistant to the "normal" social interchange that
produces the free flow of information from one's environment, causing an interruption
of the normal flow of identity development.
What are we "negotiating"?
In this developmental framework, it is clear that
what happens under conditions of traumatic threat is a breakdown in the free
flow of information between self and other, or an arrest of the learning process,
or the co-construction of identities. I have made the point that when one experiences
a traumatic, threatening event that disrupts one's inner stability, the mechanisms
that allow for learning close down. There is an automatic shut down of the mechanism
that preserves us from further threat or injury. From this developmental perspective,
one could argue that the threat experienced by parties in conflict are experienced
not only as threats to one's identity, or our collection of beliefs about who
we are, but more broadly a threat to the way we maintain our inner sense
of coherence and stability. In so doing, the threat not only challenges
the beliefs we hold about ourselves (our identity), but how we arrive at those
beliefs, and how we ultimately use those beliefs as stabilizing mechanisms that
allow us to function in the world. Furthermore, it challenges our evaluation
of the "rightness" of those beliefs. Taken together, the threat becomes
a threat to one's integrity, as the sum total of our understanding of
the self and the world and that which gives us the psychological equilibrium
or the felt experience of stability that allows us to navigate through the world
with all its uncertainty. The biggest threat of all is to imagine letting go
of those beliefs that have stabilized one for a long time. They fear both the
other and re-experiencing of the feeling of disintegration caused by the threatening
other. Anyone who has been traumatized by a threatening other knows that there
is no way he or she would want to re-experience the trauma. The self-protective
mechanisms within us are very powerful and prevent us from re-living the injury.
In summary, what is happening under conditions
of traumatic threat is a felt experience of psychological disintegration (anger,
fear, anxiety), the degree to which this is felt depends on the severity of
the threat. Self-protective mechanism is triggered automatically shutting down
the mechanisms that allow the kind of interaction between self and other that
promote new learning. Beliefs about the self and the other become frozen. These
"frozen beliefs"(images of self and other) act as stabilizing forces
that firmly anchor oneself so that one does not revert back to the terrifying
threat. The learning process, that process which opens oneself and the other
to new experiences with the other, is indefinitely frozen. The context for growth
and development (the relationship) becomes poisoned by the simultaneous destructive
impulses of self-protection and other annihilation.
Assuming that the threat that is experienced is
a threat to one's integrity, that is a threat to how one is psychologically
held together, and what holds us together or stabilizes us back to a sense of
equilibrium are our frozen beliefs about oneself and the other (one's identity).
What we are actually negotiating is not only identity, but our integrity,
that which keeps us stable in the world, that inner coherence and stability
that keeps us functioning. We are, more broadly speaking, negotiating our integrity.
What we end up negotiating are the conditions
under which one would be willing to open oneself up to new information, information
that could change not only one's existing beliefs about the other, but of oneself
as well. The result of this re-opening process is that the experience of
the other is re-introduced into one's existing world view without feeling de-stabilized.
Implications for process
What kind of process could create the conditions that would enable parties to
"negotiate their integrity"? What would be required of the participants?
What would be the components of the process?
The process issues addressed in this paper are limited to the work of reconciliation,
where the goal is to create the conditions that allow former enemies to co-exist
without the fear of domination and annihilation. The political implications
of coming to terms with domination is not of concern here. It is assumed that
a different forum convened at the official level (Track One) will address the
political aspects of equalizing the relationship between the two groups.
A basic assumption of this unoffical or Track
Two approach is that participants would have to agree to at the outset, is that
conflict is a relational phenomenon and is a result of failed interaction.
Therefore, reflection on both the causes and the potential resolution of the
conflict involves an interactive process where the issue of responsibility is
explored. This in no way negates the fact that one side may have been more responsible
than the other for causing the conflict in that an asymmetry of power often
characterizes the relationship (Rouhana and Korper, 1996) where one group is
dominating the other to the extent that it's basic human rights are being violated.
What is does imply, however, is that both sides have a role in reconstructing
the relationship, and in so doing, reconstructing their identities.
What does it require to reconstruct the relationship from one that is characterized
by dominance and subjugation to one that is respectful of human dignity? I would
like to make a distinction between the role of the low power group and the role
of the high power group as the issue of responsibility is not the same for both.
For the high power group, it is necessary for them to come to terms with the
consequences of maintaining a dominance relationship, insofar as they have denied
the low power group their human dignity and rights as a people. They need to
accept that as a result of their domination, they caused immeasurable suffering
and humiliation for the low power group. What makes this so difficult is the
exposure one feels in accepting the not-so-righteous aspects of one's group
identity--that part of the human psyche that is capable of traumatizing the
other and thereby denying the other its human dignity.
For the low power group, their role is as difficult if not more so. If there
is any way to reconstruct the relationship to promote reconciliation and co-existence,
the low power group will have to let go of their victim identity, which would
require them to relinquish the moral advantage that been the source of their
power for the duration of the conflict. In so doing, they would have to come
to terms with, that is to say to let go of the understandable hostility and
need for revenge that they feel toward group that has caused their suffering
for so many years. Some believe that this is too much to ask of the victimized
group. Is it even humanly possible to re-humanize the other that has dehumanized
you? Perhaps this is the core of the issue. A necessary condition for reconciliation
is the restoration of humanity: restoring human dignity to both the victim and
the victimizer.
What kind of process would promote the restoration of humanity for both sides?
Once again, the structural changes that are necessary that guarantee the rights
of the low power group are not the concern of this essay. Those political changes
are necessary but not sufficient to bring about reconciliation. The psychological
shift that enables parties to unfreeze those aspects of their identity-the beliefs
that are making it possible for them to maintain their inner stability and coherence
at the cost of creating an existential threat for the other-is the locus of
concern in this essay. The question is, what sort of process could create the
conditions for such a shift?
Desmond Tutu has argued that forgiveness is the only way to restore the dignity
to a relationship that has been violated by conflict (Tutu, 1999). The low power
group would have to forgive the high power group and the high power group would
have to forgive itself. Although it may very well be true that forgiveness not
only helps free the victimizer of and shame and the burden of wrongdoing, but
can liberate the victim as well (Enright, et. al.,1999), the problem with it
is that it cannot not be forced. We can no more force a group that is in denial
of the effects of its domination and subjugation to face its denial (to examine
the not-so-righteous aspects of its identity) than legislate the low power group
to let go of its understandable rage and to forgive its oppressor (give up victim
identity). I would argue that it is unethical to push forgiveness onto anyone
who is not ready. Minow (1999) has pointed out that victims need to feel the
anger associated with a violation of their dignity, as it enables them to maintain
a sense of self-esteem after the assault.
Even if we all agreed that forgiveness could be the mechanism that would enable
the reconstruction of identity -a critical component to the process of reconciliation--we
are faced with what feels like a moral dilemma. We have insight into the mechanism
that could promote the shift, but are aware that it not something that any third
party could require of participants. Engaging in a process of forgiveness is
a personal choice and must remain in that realm, whether we are talking about
forgiving someone for violating one's dignity or forgiving oneself for robbing
others of their dignity. The best one could hope for is to create the conditions
that would give rise to forgiveness.
Susan Dwyer (1999) has argued that forgiveness is not a necessary component
in the reconciliation process. Her conceptualization of reconciliation--what
it takes for two parties to arrive at an "equilibrium," or shared
interpretation of seemingly incompatible versions of reality-focuses primarily
on the level of meaning making. She argues that human beings create narratives
around events, the purpose of which is to provide coherence and stability in
one's understanding of the self, others, and the world. In essence, Dwyer argues
that when outside forces threaten one's identity, it creates a disruption in
one's world view, particularly one's notion of self and other, creating, ultimately,
a breakdown in one's narrative. The task of reconciliation, therefore, is to
create the conditions so that the two former enemies could develop a "mutually
tolerable" interpretation of events. It is an epistemological exercise
to the extent that the process involves at least a partial co-construction of
meaning, restoring the necessary equilibrium that could enable them to leave
the past and to the envision the possibility of a shared future. Dwyer suggests
that there will always be tension surrounding this process, and the goal is
not to eliminate those tensions. Rather, the goal is to try to incorporate the
source of those tensions--the trauma, the humiliation, the violations of one's
dignity--into a new way of holding them in one's identity such that it does
not cause psychological disintegration for either party.
One can see that Dwyer's conceptualization of the goal of reconciliation is
consistent with what we know about identity development and the ideas put forth
in this essay. She may be partly correct in describing the process as epistemological
in nature except that reconstructing a shared interpretation of events fails
to address the "felt experience," what happens at the human level,
when one has sustained an assault to one's integrity. When one's narrative has
been challenged by a traumatic assault, it cannot be rectified by simply engaging
in an epistemological exercise of reconstructing the narrative. The injuries
endured by the victim require more than a cognitive re-construction of events,
although such a reconstruction is certainly the outcome that is ultimately desired.
The process needs to include a component that addresses the emotional trauma
victims have sustained. This aspect of the process requires more than just a
cognitive exercise. What this aspect of the process looks like is still in question,
although much has been written about what it takes to promote healing of victims
of politically motivated violence.
To summarize, the process cannot be limited to
negotiating a new construction or co-construction of events that took place.
That is the desired endpoint, but other emotional demands required to get to
a truly "mutually tolerable" interpretation of events requires a much
deeper process that addresses the needs for healing and recovery of the assault
to one's dignity. Addressing and acknowledging the emotional component allows
the parties to do the reconstruction of events. One cannot be expected to give
up an aspect of one's identity without addressing the conditions that gave rise
to it in the first place. The experience of humiliation and suffering a low
power group experienced must be addressed before being able to "let go"
of it in support of a new "mutually tolerable" interpretation of what
happened. Similarly, the high power group needs to emotionally integrate that
aspect of their identity that enabled them to perpetrate acts of violence onto
the other.
Given the delicate nature of the work being proposed. It is recommended that
the first phase of the process be done within the communities, before they are
brought together for the face to face, "interactive" phase. What it
takes for both groups to "unfreeze" their identities is difficult
enough to do without the presence of the other side. Only after the critical
task of self-examination should the parties be brought together in a face to
face interaction for the "reconstruction" phase of reconciliation.
For the high power group, exposing oneself to the not-so-righteous aspects of
one's identity can be extremely difficult and embarassing. The first phase is
to break one's denial that one is capable of inflicting injury onto the other.
This would require the safest of environments, with the support of a third party
that is not judgmental, and who could create the conditions for such self-analysis.
Perpetrators would have to engage in a slow process of exposure before they
could be able to expose themselves to those whom they have injured. Exposing
too much too soon can be psychologically devastating.
For the low power group, a safe environment would have to be created by the
third party in order for them to articulate what happened to them and to have
acknowledged that what happened to them was wrong and that no human being should
have to suffer the way they did. They would be taken through their process,
with the hope that both the telling of their story and the acknowledgment by
the third party that what happened to them was wrong, could prepare them for
facing the high power group in a face to face interaction.
As one can see, the role of the third party is not one in which they assume
impartiality. In fact, the third party should be prepared to acknowledge the
suffering and violations of dignity of the low power group. The defining characteristic
of the third party work with the high power group would require a non-judgmental
and compassionate approach so that the group would be able to expose themselves
without fear of being humiliated. The hope with the high power group is that
the environment created by the third party would be safe enough that they would
be willing to examine the darker side of their identity and in so doing, could
begin to accept responsibility for their actions.
It is far beyond the scope of this essay to propose a detailed description of
these processes. My point in introducing the issue of process was to help us
think more clearly about the role identity plays in the reconciliation, and
to differentiate the goals of the process for the two groups. What it takes
for a low power group to let go of the aspects of their identity that makes
reconciliation difficult is different from what the challenges that the high
power group faces. Finally, it is proposed that the individual group work would
enhance the possibility of being able to jointly reconstruct the narratives
of both sides so that a "mutually tolerable" interpretation of the
past can be achieved, paving the way for the development of a shared future
in the context of a relationship that permits both groups' identities to develop
and flourish.
One last point that I would like to make explicit
regarding the process of reconciliation--a point that is implied in the above
analysis--is that in my view, a disproportionate emphasis has been placed in
the discourse on reconciliation on the role of the victim in promoting reconciliation,
and in particular, on the role of forgiveness. As the above analysis of process
indicates, the task of reconstructing identities (narratives) and ultimately
the relationship between two parties involves shared responsibility.
It is uncommon to read about process that support perpetrators through the process
of coming to terms with the aspect of their identities that allow them to commit
acts of violence onto the other. It is my view that practitioners are putting
an undo burden on the low power group by suggesting that "there is no future
without forgiveness." I would like to balance the scales by suggesting
that we focus more attention on what it takes to break the denial of high power
groups so that they can come to terms with what they have done in a way that
protects their human dignity. It is our challenge, as practitioner, to understand
the needs of the perpetrator and to develop process that would enable them to
take responsibility for their actions and still maintain their psychological
integrity.
It may be true that "there is no future without
forgiveness" but what kind of future will it be if forgiveness is not accompanied
by responsibility? Are we doing the high power group any favors by enabling
them to stay in a state of denial about who they are and what they have done?
The restoration of humanity requires an identity shift on both sides of the
divide. By emphasizing one process over the other, we are perpetuating the continuation
of the asymmetrical relationship and undermining the very idea that the resolution
of these deep-rooted identity conflicts requires an unfreezing of both identities
and the existential threats that are released in the process. The acknowledgement
of wrongdoing (and the concomitant shift in identity that it requires) could
make it profoundly easier for the victims to let go of their anger and need
for revenge, creating the conditions that could promote a shift in their identity
and the relationship. This could enable both parties to move out of the past,
into the present, and onto imagining a future not only absent of existential
threat, but filled with possibility and the freedom to develop and flourish.
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