From
Strike to Eurostrike:
The Europeanization of Social Movements and the
Development of a Euro-Polity
By Doug Imig and
Sidney Tarrow
WCFIA
Working Paper No. 97-1
An earlier version of
this paper was presented before the panel "Towards
a European Civil Society: Protest and the Emergence
of a Unified Europe," at the 1997 European
Community Studies Association Meeting, Seattle
Washington, May 29-June 1. This research is
supported in part by a grant from the National
Science Foundation (#SBR-961819). We thank Pete
Simi for his assistance.
Eurostrike!
On February 27th, 1997,
the President of the ailing Renault auto firm
announced the imminent closure of the company's
plant in Vilvoorde, Belgium. Louis Schweitzer,
a former aide to Socialist prime minister Laurent
Fabius, would soon have to announce massive financial
losses and job cuts in France itself for Europe's
sixth largest carmaker. Closing Vilvoorde was
but a prelude to these politically more risky
cuts, for Renault's largest shareholder is the
French state.
Prelude it might be, but
the mainly Flemish and heavily-unionized Vilvoorde
workforce would not go quietly, nor would the
outraged Belgian government, whose Prime Minister,
Jean-Luc Dehaene, has his political base in the
Brussels suburb (Reuters,
March 7, 1997). As local, federal and regional
policymakers expressed their outrage (the city
council of Vilvoorde called to a halt the use
of French in the public market!), the Vilvoorde
workers occupied the plant and began a series
of public protests that would make Vilvoorde synonymous
with a new term in the European political lexicon
"the Eurostrike".
Not only Dehaene
but also European Union officials expressed
outrage at the plant closure and its unexpected
announcement. The EU's outrage was double:
First, it soon emerged that
Renault was hoping to use EU structural funds
to expand its plant in Valladolid, Spain, just
as it was closing its Vilvoorde facility. European
Competition Commissioner Karel Van Miert quickly
announced that he would soon submit a document
proposing ways to stop companies from "aid
shopping" from the EU (Reuters,
March 7, 1997).
Responding to Brussels'
anger, and its own embarrassment at what seemed
like an attempt to steal jobs from a fellow EU
member state, the Spanish government quickly withdrew
its plan to subsidize the Vallodolid expansion.
Second, Renault had ignored
EU regulations that it must inform and consult
its workers presumably through its newly-formed
European Works Council of a plant closure
decision, and negotiate measures of "accompaniment
and reconversion" for closed plants. Not
only the Commission, but also the European Parliament
expressed shock and outrage at this "Anglo-Saxon"
restructuring. Echoing the concerns of trade unionists
from Belgium, France, and Spain, the assembly
urged the EU to penalize Renault for its failure
to consult and inform its workers of the decision,
as EU regulations require, and said the automaker
had shown "arrogance and disdain for the
most fundamental rules of social consultation"
(Reuters, March
12, 1997; Le Monde,
March 13, 1997, p. 14). Even European Commission
President Jacques Santer said the French government
should have intervened to prevent Renault from
laying off some 3,100 workers (Reuters,
March 9, 1997).
As for the French government,
it was clearly embarrassed. Reeling from a series
of work disputes that began in the fall of 1995,
coupled with difficult contract negotiations with
the medical unions, the last thing that President
Jacques Chirac and Prime Minister Alain Juppe
needed was a 'brouille' with France's closest
EU neighbor and trading partner, Belgium. While
Chirac criticized Schweitzer's lack of tact, and
Juppe called Schweitzer in for consultations,
their apparent shock was neutralized by reports
that the French government knew of Renault's decision
as early as January. Indeed, French Industry Minister
Franck Borotra backed the company. "You talk
about a strategy of job-cutting," he said.
"The strategy at stake here is the strategy
of survival for the company" (Reuters,
March 11, 1997).
But other French politicians
were less than happy. On television, CFDT general
secretary Nicole Notat discarded her usual moderation
to chide the company for failing to consult the
workers, as required by EU regulations. In Parliament,
deputies of both the majority and the opposition
were up in arms about Renault's decision (Le
Monde, March 9-10, 1997, p. 5), and created
an information mission to keep track of Renault
and its workers (Le Monde,
March 13, 1997, p. 14). Both Philippe Seguin and
Charles Pasqua, Gaullist stalwarts who had clashed
with Chirac before, used the Vilvoorde case to
reinforce their skepticism about European Union.
But if government and EU
officials were ruffled by Renault's move, their
response was nothing compared to the reactions
of the unions. Union actions took two complementary
forms "guerrilla actions" involving
small number of participants intended for maximum
media impact, and mass demonstrations designed
to show the workers power in numbers. Both
forms of action took "European" forms.
On March 2nd, a small contingent
of Vilvoorde workers crossed the French border
to Warin, near Lille, where they occupied a parking
lot filled with new Renault vehicles ready for
shipment (Le Monde,
March 2nd). On March 7th, strikes were called
across the sprawling Renault empire, bringing
out about half its workforce in France and Spain.
The stoppage was most complete
in Vilvoorde, where the workers had been on strike
since the announcement on February 27th. But it
extended into Spain (in Seville, about two-thirds
turned out (Reuters,
March 7, 1997); and into France (some 48 percent
of workers in the Orleans facility participated
(Le Monde, March
9, p. 24). Symbolically, the center of the action
was in Brussels, where the Vilvoorde workers hurled
a Renault chassis across police barricades protecting
the French embassy (Reuters,
March 9, 1997).
This was no one-shot protest
action. If nothing else, the Belgian workers were
unwilling to let their colleagues in other countries
off the hook. When it was announced that Schweitzer
would meet with the European Works Council in
Paris on March 11, a convoy of 80 buses left Vilvoorde
before dawn to transport 3,000 workers in their
red and green union jackets to Paris (Reuters,
March 11, 1997; Le Monde,
March 13, 1997, p. 14). At the EWC meeting, French
unionists backed the Belgian unions' call to reverse
the Vilvoorde closure and demanded a reduction
of working hours throughout the company to prevent
further job losses (Reuters,
March 11, 1997; Le Monde,
March 12, 1997, p. 21).
Schweitzer refused to budge
on both counts, and the Vilvoorde workers followed
up with a surprise "commando action"
on the 13th across the border at the Renault plant
in Douai. As they marched through the factory,
about 600 French workers joined them, and production
ground slowly to a halt (Le
Monde, March 15, 1997, p. 19). But these
actions were small potatoes compared what came
next on Sunday, March 16th.
For several months, European
unionists and leftwing groups had been planning
a "European march against unemployment"
(Le Monde, Feb.
1997). Beginning with a planning conference in
Brussels in February, the "march" was
to be mounted in stages in every EU country on
different dates, culminating in a European Union
wide demonstration in Amsterdam on June 14 (The
Dutch hold the current Presidency of the European
Council of Ministers). The Vilvoorde crisis led
the Belgian unions to move up the date of their
demonstration by two months, and to call for participation
from across the EU (Le
Monde, March 16-17, 1997, p. 13).
Given the politically charged
atmosphere around the Renault case, and the growing
tension over the "Euro" and its consequences
for jobs and social benefits, the turnout in Brussels
on March 16th was extraordinary. Despite the rapidity
with which the march was scheduled, and a number
of scheduling conflicts (Turner 1996; Le
Monde, March 18, 1997, p. 18), between
70,000 and 100,000 workers turned up in Brussels
to march from the Gare du Nord to the Gare du
Midi (Le Monde,
March 18, 1997: 18.). While only 60 Spanish unionists
made the long trip, and the British and Dutch
unions were lightly represented, the French left
and its leaders were massively and visibly present
-- from CFDT leader Nicole Notat to CGT Secretary
Louis Viannet, and from Communist General Secretary
Robert Hue to Socialist leader Lionel Jospin and
SOS-Racisme founder Harlem Desir (Le
Monde, March 18, 1997, p. 18). As Schweitzer
was hung in effigy, and a giant wickerwork figure
carried by demonstrators made nazi salutes, the
Vilvoorde workers dumped a yellow car body in
front of the Brussels Bourse. "This is a
signal of anger and indignation," Belgium's
Christian Democratic union leader, Willy Peirens,
told the crowd. "It is a signal of solidarity
against brutality" (Reuters,
March 17, 1997). Michel Nollet, head of Belgiums
Communist FGTB union, called attention to the
transnational character of the protest: "Todays
demonstration is not the end
Together united
we will continue our struggle for a social Europe,
for a Europe of solidarity" (Reuters,
March 16, 1997).
The joint pressure on the
French government from the union demonstrations,
from the EU, and from the Belgian government was
too much for Prime Minister Juppe. On March 20th
he appeared on French television to announce that
800,000 francs per worker would be disbursed for
the measures of reconversion and accompaniment
(Le Monde, March
26, p. 18). These figures turned out to combine
both "social measures" and the loss
of value due to the abandonment of Renault's investment
in the plant. But Juppe's tactic was enough to
disarm the unionists, "If a minority wants
to struggle to the end," Le
Monde observed, "the silent majority
of the workers "illusioned" by
the sum of money pronounced by Alain Juppe
are pushing for negotiations" (Le
Monde, March 26, p. 18).
The Renault crisis appears
to have come to an uneasy conclusion. After the
EU Trade Confederation demanded that Renault restart
its negotiations with labor, workers ended their
five week occupation of the Vilvoorde plant and
released the billions of francs in finished cars
they had held as ransom (Reuters
April 14, 1997). In the end, Renault would still
close the Vilvoorde plant, but with a more extensive
social plan for the redundant workers.
In Brussels, the courts
have taken the necessary first steps to bring
Renault before the European Court of Justice.
And in a resolution adopted during their March
plenary session, the European Parliament pronounced
Renaults actions unacceptable (by a vote
of 358-36).
Still, Renault remains defiant;
claiming that financial need justified their actions.
In the words of a Renault spokesperson, "the
economic reality is what it is and cannot be compromised
by decisions bearing on procedural issues"
(Reuters April
3, 1997).
The Lessons of Renault:
The Renault affair may represent
a new reality for social movements in Europe as
they respond to the processes of integration. As
Renault suggests, social movements may become transnational
in their sources,
processes, and outcomes.
The sources of contentious
politics: Contentious politics can be Euro-centered
when domestic actors are stimulated to take action
in any form or locale as a result
of decisions taken by transnational actors. Transnational
actors can include regimes and governing bodies
such as the European Union, or they can take the
form of multi-national agents and corporations such
as Renault. As they respond to the European sources
of their grievances, domestic actors level their
sights on a variety of targets, including other
private groups; national governments; and foreign
nationals; as well as transnational institutions
such as the EU.
The processes of contentious
politics: Contentious politics may also take transnational
form in terms of the actions of social actors. As
the Renault story suggests, transnational processes
may include cross-border cooperation between contentious
actors, or may take even more dramatic shape through
multinational social movement events that draw participants
from across the continent. Transnational social
movement events remain infrequent occurrences.
Outcomes of contentious politics:
Finally, contentious actions become Europeanized
where they are resolved through the intervention
of international bodies such as the EU or European
Court. In time, we can imagine a more involved process
of Europeanized outcomes in which inter-European
conflicts or issues will lead to the development
of Trans-European social movement organizations.
With few exceptions, this long-term structural change
remains much in the future.
In the Renault affair we find
examples of each of these three facets of the Europeanization
of contentious politics. We can think of the Renault
affair as having transnational sources
in two ways. At one level, the actions of Renault
a major multi-national presence across the
continent were decried as violating European
directives concerning both proper notification of
workers and appropriate steps toward reconversion.
At another level, these same moves may have been
facilitated by pan-European initiatives designed
to encourage industries to locate in poorer and,
coincidentally, labor-cheap regions.
As it developed, the response
to Renault soon came to involve a range of European
processes as well.
At the level of institutional politics, national
governments were quick to respond to the automakers
attempt to move out of Belgium. With indignation,
governments launched a flurry of formal protests
and called meetings with both company executives
and trade unions in an effort to resolve the dispute.
First onto the scene, Belgian announced its intention
to take the corporation to court in the name of
justice. The Flemish regional government, also took
center stage in demanding Renault be brought to
justice.
The French government also
claims to have been caught off guard (though this
has been contested by both the national and international
press), and has slapped Renault on the wrist for
not consulting the unions. At the same time, as
the majority shareholder in Renault, the government
appears to share responsibility for the decision
to close the Belgian plant rather than seek cost
savings which might have labor market ramifications
closer to home. The Spanish government also made
an appearance. Bowing to international pressure,
the Spaniards announced that they would freeze plans
to support the expansion of the Spanish plant in
Vallodolid.
As these events suggest, the
role of the nation-state may be changing in light
of the creation of international regimes. These
trends are significant for contentious politics.
Set against a history of engagement where states
and domestic social movements have been locked in
contention, the Renault events may illustrate a
new role for the state. In this emerging scenario,
the state increasingly functions as an intermediary
between domestic actors and the transnational, European,
realm of decision-making. To the extent this pattern
proves lasting, it is decidedly different from the
traditional role of the state.
At the level of contentious
politics, the response of labor across the continent
presents the widest range of examples of Europeanized
processes of contention.
In this case, the repertoire of labor is best described
as encompassing a range of forms of action, including
familiar, local and domestically focused contentious
actions, as well as cross-border coordinated activity,
and even a number of actions directed toward the
institutions of the European Union.
The most vocal outcry in the
Renault affair came from workers soon to be sacked
who seized the imperiled factory as
well as from their compatriots in organized labor
across Europe who launched a series of sympathy
actions. While the plant workers seized and occupied
the threatened plant for more than five weeks, the
main Belgian union confederations (Socialist, Christian
and Liberal) all came out in sympathy with the Vilvoorde
workers.
Intriguingly, the three French
union confederations also made clear their support
of the Belgians suggesting both the possibility
of a growing international brotherhood of organized
labor and, closer to home, the threat of more layoffs
both in France and abroad. International support
from labor also came from Spanish and Slovenian
Renault workers.
Adding a range of both institutional
and non-institutional tactics, the trade unions
have responded to the opportunities for political
and economic redress presented by the European Union.
Their actions at the transnational level include:
calling for punishment of Renault by the EU; demanding
representation at the European Workers Council;
and coordinating cross-national contentious political
events. These included the cross-border action at
Warin, the actions by French and Belgian workers
on March 13th at Douai and, most notably,
the series of coordinated strikes across the continent
against Renault-Europe.
Between organized labor and
the state, most of the Belgian parties and the French
parties of the left also announced their support
for the workers and their opposition to Renault.
(Although the French Socialists have been more quiet
in their opposition, since Schweitzer is a Socialist
and took control of Renault while the Socialists
were in power).
Renault also suggests a number
of the ways in which contentious political events
may become Europeanized in their outcomes.
There is little doubt that the Renault affair will
ultimately require, and gain, the intervention of
several European agencies. The carmaker has been
the target of strong criticism by members of both
the Commission and Parliament, who have vowed to
stop corporate "aid shopping", and have
scolded the French government for failing to intervene.
Additionally, the EU Trade Confederation successfully
demanded that Renault reopen negotiations with labor.
Still pending are the Belgian court cases that are
likely to be a preamble to a hearing before the
European Court of Justice.
As the Renault story illustrates,
the potential for a Europeanization of social movements
is multi-leveled and rapidly emerging. As we write,
workers from across the continent are caught up
in the implications of the major socio-economic
shifts involved in monetary union. The upheaval
this restructuring has caused leads us to suspect
that the processes of Europeanization will follow
a pattern of development similar to that outlined
by David Snyder and Charles Tilly (1972). Snyder
and Tilly suggest that patterns of social unrest
closely correlate with critical political events
such as electoral opportunities or changes in regimes,
rather than following a linear path. In part, their
findings would suggest, any interpretation of the
Renault affair must concede that the current period
of integration is unusually turbulent as countries
move toward monetary union.
An Emerging Realm of Euro-Protest?
Given the episodic nature
of the Renault affair, that fact that while
dramatic it still remains a single case,
and the turbulence associated with the current wave
of Euro-integration, we are hesitant to generalize
about a new level of Euro-protest based solely on
this story. Yet the questions it suggests are tantalizing:
Does this series of moves and countermoves by a
multi-national corporation, workers from across
the continent, their national governments, and the
institutions of the European Union, describe a new
and increasingly prominent form of political interaction?
At the anecdotal level, the
evidence of the development of a new realm of transnational
movement activity extends far beyond the case of
the aggrieved auto workers. Across the continent,
workers and other social actors are increasingly
engaged in contentious politics. In recent media
accounts, we find a number of parallel examples.
In the last few months, German Miners have taken
to the streets, carrying crosses emblazoned with
the names of mines which have fallen victim to German
austerity measures (New
York Times, April 10, 1997); Greek Cotton
Farmers held 100 road junctions around Greece for
two weeks in protest of reduced EU subsidies (Financial
Times, December 11, 1996); French truckers
paralyzed their nations highways and borders
with a month long series of strikes; Italian milk
producers staged a campaign against the "starvation"
subsidy arrangement their government negotiated
with the EU (Reuters EC
Report, January 27, 1997); and Belgian foundry
workers took to the barricades in response to announcements
of some 1,500 layoffs in their industry (New
York Times, April 10, 1997).
Not only the Renault incident
but the protests of these other groups, as well,
can be read as episodic responses to the structural
upheaval wrought by the current and painful
round of Euro-integration. But these contentious
events may represent more than an episodic response
to structural change. Their emergence, shared objectives,
and transnational
tenor may suggest a new reality for social movements
in Western Europe.
Do the contentious events
described by the Renault affair represent a new
era in the Europeanization of political movements?
There are several reasons to suspect that this is
the case:
First,
there is mounting evidence that Europe increasingly
is becoming a social movement society. The waves
of contentious action, which have swept the continent
of late, are simply the most recent waves of protest.
Since the 1960s, levels of participation in contentious
politics across the continent, as well as the range
of actors taking part in such activity from
farmers and student groups to anti-nuclear protesters,
the unemployed, and right-wing skin-heads
have been on the rise (Dalton 1996; Duyvendak 1994;
Kriesi et al 1995).
Second,
the growth in contentious political action across
Europe has accompanied the structural changes wrought
by the process of integration into the European
Union. As Euro-regulation encroaches on national
legislation, and as individual states work to align
their national policies with emerging Euro-guidelines,
citizens groups have been shaken out of their complacency,
scrambling to address new issues and respond to
new opportunities (Imig and Tarrow 1996: 6).
Third,
there is ample evidence that the process of integration
has led to the development of new, transnational
forms of citizen political engagement. We see this
increase not only in the number of interest groups
formed to take action at the transnational level,
but also in the increasing frequency of their approaches
to the EU. This process of development suggests
one form of active public response to the openings
for political approach and policy access presented
by the Union.
Three Cautions About the Transnational
Movement Thesis
Before rushing to herald a
new era of transnational social movements in Europe,
a few cautionary notes need to be sounded. The first
concerns the historical development and dynamics
of the social movement. The second has to do with
the nature of the political opportunity structures
available at the transnational level. Our third
concern involves the type of evidence that has been
used to make the case for the emergence of a realm
of transnational mobilization.
Caution One; Movement Development
and Networks:Among the strongest reasons to remain
cautious before predictions of a rapidly developing
transnational movement sector in Western Europe
is the nature of social movements, which historically
have found their advantage in a context largely
delimited by state-imposed boundaries and opportunities.
In this sense, social movements may be "prisoners
of the state," in that they may require the
presence of a state antagonist in order to have
meaning to their citizens and to organize. By extension,
movements may have a difficult time seizing hold
of the non-state character of transnational governing
institutions.
Additionally, one of the most
consistent lessons of social movement studies of
the last twenty years is that social and institutional
networks are necessary to organize and sustain contentious
politics (McAdam 1982; Gould 1995). This includes
previously-organized networks of social actors within
occupational, neighborhood and demographic identities.
It is extremely difficult for ethnically, linguistically
and geographically separated actors to recognize
their collective identity and grievances, let alone
act upon them, as they would be called upon to do
in a truly transnational movement. Some have pointed
to the internet as a possible medium for international
movement linkages (Ganley 1992, Wellman and Gulia
1995). But the inherently disconnected nature of
electronic communication is a far cry from the interpersonal
and immediate linkages that bind the members of
social movements together.
Caution Two; the Limitations
of Opportunity Structure: A second difficulty that
movements face at the transnational level concerns
the largely "hollow" nature of the institutions
and policies of international organizations. Where
visible and targetable transnational antagonists
can be identified, they are generally geographically
distant and their policy effects are mediated through
national states. It is far easier for disgruntled
citizens to engage in collective action on the steps
of their local government offices than to make the
trek to centers of transnational or supranational
decision making. Transnational mobilization is made
more difficult still by the logistics of coordinating
cross-national collective action on the part of
citizens from different countries.
Caution Three; the Anecdotal
Nature of the Evidence: Our third reason for voicing
caution about the development of a transnational
movement realm follows from the limitations of the
evidence documenting such a development. Most of
our understanding of social movements' responses
to the processes of globalization comes from spectacular
journalistic reports or single case-study analyses.
While the case-study is a useful tool for interpreting
particular movements' histories or arenas of action,
it offers little of the longitudinal and comparative
information needed to assess whether transnational
action is progressively increasing or how domestic
actors respond to transnational issues.
This is especially true of
the literature on European integration, which often
includes the assumption sometimes stated
as a finding that collective actors are increasingly
directing their demands at Brussels. Yet such assertions
remain highly speculative. Claims of large-scale
mobilizations toward Brussels have usually been
backed by stories about organized business, sometimes
with data about environmental groups, and almost
never with systematic information about contentious
politics or social movements in general.
Likely Directions in the Europeanization
of Social Movements
Drawing from the emerging
evidence concerning social movements, we hypothesize
three alternative routes for domestic claimants
responding to the policy initiatives posed by the
European Union:
First,
what we call "transnationalization", in
which domestic actors shift the focus of both their
demands and their targets to respond to EU policy
making. In the process they develop a new repertoire
of tactical forms appropriate to political engagement
at the transnational level. As Jackie Smith and
Ron Pagnucco suggest:
Contemporary social movements
are really more like fugitives of the state than
its prisoners: they create transnational alliances
and organizational structures to formalize and routinize
transnational cooperation as a means of waging a
kind of diplomatic guerrilla warfare on the state
(1995: 1).
The development of international
institutions and regimes and the increasing
policy making authority of these entities
may create new and expanded political opportunities
for social movements to mobilize transnational resources
and attempt an "end run around the state".
Second, "polarization",
in which domestic actors are divided into two camps,
with some actors gaining privileged access to transnational
institutions (for example, internationally-oriented
business organizations), and some like labor
remaining trapped in national opportunity
structures (Tilly 1994).
Third,
"domestication", in which social actors
employ their access to national powerholders to
mobilize their support against the decisions of
transnational institutions. Here contentious actors
continue to target the state, but in its role as
intermediary rather than as a direct target.
These three hypothesized routes
for domestic claimants to respond to the European
Union are not mutually exclusive, and it is likely
that the development of a European realm of mobilization
will witness all three to some extent. There may
be a temporal relationship between the three, with
actors climbing from domestic to transnational responses
as international institutions develop, as policy
realms increasingly come under the control of the
EU, and as claimants develop repertoires appropriate
for transnational engagement.
Contextualizing Renault: Taking
Stock of the Process of Europeanization
On its own, the anecdotal
evidence gathered from Renault and similar campaigns
is difficult to interpret. We may simply be too
early in the process of integration to know whether
Renault is best understood as a deviation from the
historically domestic and national character of
the social movement or is instead an indication
of the shape of contentious politics to come. To
more fully explore this question, we need to extend
our analysis beyond anecdotal case studies. This
paper represents a stage in a larger project that
is designed to provide longitudinal and cross-national
evidence of the processes of Europeanization.
a. Contentious Event Analysis
Arising out of the quantitative
study of the 1960s ghetto riots and of strike behavior
in the 1970s, the analysis of contentious events
has recently gained ground in comparative politics
and sociology. As Mark Beissinger puts it, "events
data are explicitly temporal, and therefore give
us some understanding of how forms of collective
behavior relate to key developments within the polity"
(1995: 3). Provided they are based on similar sources
and methods, events data are also cross-nationally
comparable, which allows us to compare the rates
of change and the diffusion of collective action
across space.
In keeping with the logic
of contentious event analysis, we base the core
of our work upon the extensive record of European
political events established by media coverage.
Yet events data ideally suited to our purposes are
elusive. There are a number of well-known methodological
problems involved in the use of media data (Danzer
1975; Franzosi 1987; McCarthy, McPhail and Smith
1994; Snyder and Kelly 1977). Additionally, we faced
the difficulty of finding a source that would provide
comparable data both cross-nationally and over time,
allowing us to reliably study variations in contentious
politics historically and across Western European
states as the European Union developed. In addition
to each of these concerns, we faced a seemingly
crippling problem given the thickness of European
political and economic transactions and the volume
of information produced by even a single news source
making the mechanical work of collecting
and coding events data a daunting problem.
Responding to these concerns,
we set aside the tried-and-true methods of manual
coding of "hard" or microfilm sources
such as those used to study American ethnic conflict
(Olzak 1992) or the Italian protest cycle of the
1960s (Tarrow 1989), and began to experiment with
a recent advance in computerized collection and
coding of electronic data sources. Specifically,
for this research project we employ an automated
coding software protocol called PANDA (The Protocol
for the Assessment of Nonviolent Direct Action).
PANDA is essentially a computerized code-book which
establishes a set of decision-rules to guide a sentence
parsing software program (named KEDS, for the Kansas
Events Data System) which in turn
parses and codes reports of political interactions
from on-line news reports. More specifically, we
download and filter on-line news reports and code
them using the PANDA protocol and the KEDS coding
system.
Using the PANDA automated
coding system, we are constructing a dataset which,
as of this writing, has drawn media accounts of
19,330 discrete Western European contentious events
between October, 1983 and March, 1995 from Reuters'
World News Service. By hand checking the machine-coded
data against the original news accounts, we are
increasingly confident that the system is turning
up real and reliable variations in collective action.
Within this set of events, we have found a small
percentage (791 events, or 4.1% of the total) which
involved interactions between domestic social actors
and the EU. This small percentage suggests that
over the period of integration that we are investigating,
the vast majority of contentious politics events
recorded across Western Europe remained domestic
rather than transnational.
Turning more closely to the
subset of 791 Euro-centered contentious events,
we find evidence in the distribution of these events
over the twelve-year period of an increasing level
of engagement between domestic social actors and
EU policy making. Specifically, we find an increasing
ratio of contentious Euro-centered events to the
larger set of all contentious events enumerated
in Western Europe, a finding which speaks directly
to our hypotheses concerning a growing Europeanization
of contentious politics.
Figure One about Here
As Figure One shows, the ratio
of contentious events involving the EU to the total
number of all such Western European events drawn
from the Reuters' press-releases has increased four-fold
since the mid-1980s. The inflections indicated in
the figure suggest that the European Union is increasingly
recognized by domestic social actors as both an
antagonist and as a likely target for contentious
collective action.
Within this set of 791 Euro-centered
contentious political events, we have found not
only actions launched directly against the institutions
of the European Union, but also actions targeting
other usually domestic actors or institutions,
but which were motivated by claims against EU proposals
and policies. These results are highly preliminary,
but they indicate support for both the first (eg.
the transnationalization of movements) and the third
(eg. domestication of transnational issues) models
of Euro-centered collective action proposed above.
In subsequent stages of the
analysis, we will compare the incidence of each
of these forms of engagement both over time and
with respect to different social actors. For example,
it is plausible that transnationalization will be
more effectively used by movements representing
actors in the export economic sector, while domestication
will be the recourse of groups with a largely internal
market or clientele. We also hope to examine evidence
for whether the varying rate of integration of different
European countries into the EU, as indicated by
Eurobarometer polls as well as by their governments'
policies, is structuring the patterns of collective
action (Rucht 1996).
It is appropriate that we
sound a cautionary note about the shortcomings of
machine coding of events data and regarding the
limitations of the data source from which we currently
draw (Reuters news
service). Both of these facets of the current stage
of the project underscore the need for a more complete
investigation, for developing complementary methods,
and for a professional evaluation of the results.
1. Limitations of Machine
Coding: One of our primary concerns is with the
limitations of machine coding. We have preliminary
inter-coder reliability statistics which suggest
that the automated coding system (PANDA) is comparable
in terms of reliability with human coders, and that
this method of compiling data compares favorably
with the banks of human coders used on previous
events data projects (Bond, Jenkins, Schock, Taylor
1996). But we find echoes of our concern in one
of the few published comparative assessments of
machine coded events data. As its authors note;
"What the PANDA approach
gains in breadth, it loses in precision in any specific
geographic area...We believe that the best events
data collections will...focus on narrowly and explicitly
defined conceptual domains but are as geographically
inclusive as possible" (Huxtable and Pevehouse
1996: 15).
Given our system of checking
the coded text against the original reports, we
are reasonably confident that the system generates
few false positives. At the same time, we have no
way of knowing how many reports it fails to include,
potentially leaving us with an under-counting of
the actual number of such events. Our reporting
of European contentious events is, consequently,
a conservative estimate. To respond to this issue,
we intend to triangulate between several coding
systems, as well as against the yield from human
coders in selected sectors of activity.
2. Data Source Limitations.
We are also concerned that the data source (Reuters)
used in our study may systematically under-report
extra-institutional political activity such as contentious
political events. Our ideal dataset would provide
comparable, consistent, and inclusive information
on the full range of political actions undertaken
in each nation included in the investigation. Our
preliminary assessment of the dataset we have constructed
from Reuters suggests
that it is highly comparable and fairly consistent,
but suspect in its inclusiveness. This limitation
points to one of the first areas where we will need
to undertake comparative assessment of alternative
and multiple sources of data.
The current work of John McCarthy,
Clark McPhail and their team in Washington D.C.
may provide a strategy for combining different forms
of information and for correcting for the biases
of press agency coverage (McCarthy, McPhail and
Smith 1994). We also have commissioned a number
of case studies in particular policy areas in which
Euro-collective action is well documented to test
the inclusiveness of our computerized sources.
Preliminary Conclusions Concerning
the Development of a European Civil Society
As the Renault campaign illustrates,
the emergence of a transnational realm of European
government presents a series of new opportunities
and constraints for domestic social actors. In this
new transnational realm of engagement, autoworkers
not only undertake traditional and domestic forms
of contentious action, but at the same time they
also are linked in cross-border actions with compatriots
from across the continent and are joined in massive
international demonstrations and rallies by bus-loads
of fellow laborers. In this emerging European political
space, threatened workers draw upon the cross-national
linkages and negotiating resources of labor unions
that in turn increasingly seek international
identities. Meanwhile, workers and their intermediaries
continue to press claims before both regional and
national governments. Now, in addition, they also
press claims directly before the European Union
and the ECJ. In all of these ways, Renaults
autoworkers demonstrate the emerging possibilities
which integration presents for a full range of citizen
representatives, including not only organized interest
groups and business representatives, but also social
movements and other domestic claimants.
Set against the rapid development
of policies and institutions at the transnational
level remain consistently high barriers to launching
contentious action in the transnational realm. Most
individuals continue to have difficulty ascribing
the sources of their grievances to the EU. Significant
transaction costs confront efforts to coordinate
collective action across national boundaries, and
national governments continue to play a primary
role in policy-making before the EU.
Perhaps the difficulties of
launching transnational social movement activity
account for another of our findings. In the Renault
case as well as across the larger sample of Euro-centered
contentious events we have drawn, workers have launched
the preponderance of the contentious events identified.
We find a vigorous range of contentious actions
launched by farmers, fishermen, construction workers
and miners, for example. Not coincidentally, it
is these same groups which have confronted the painful
realities of integration first hand: reductions
in agricultural subsidies and production quotas,
shifting trade restrictions, limitations on net
sizes and fishing territories, and massive layoffs
in the name of fiscal austerity and monetary union.
But the widespread activism
of commodity groups also highlights the much more
tentative presence of many other social actors,
to date, in the international arena. While there
are dramatic cases of contentious action on the
part of the environmental, student, anti-nuclear,
animal rights, and anti-racist movements in Europe
(Imig and Tarrow 1996), the preponderance of contentious
events in Europe continue to involve workers. The
mobilization of these groups directly follows the
economic retrenchments of the current round of integration,
retrenchments that follow EU directives. The immediacy
of this link suggests an additional caution in assuming
the Renault affair will become a model for a wide-ranging
transnationalization of social movements any time
soon. Whether the EU will as directly affect other
European social actors remains to be seen. Groups
not immediately affected by decisions made at the
Euro-level or groups with grievances that
can not be linked so clearly to the EU are
much less likely to shoulder the costs of transnational
action.
The preliminary evidence suggests
that rather than see an immediate and direct displacement
of contentious politics from the national to the
supranational levels, we are more likely to see
a range of social movement approaches to the European
level of governance. Many domestic claimants will
continue to exert pressure domestically to demand
that national governments take action on behalf
of aggrieved citizens groups in the European
community. At least in the short term, this process
will likely lead to a partial transformation of
national states from autonomous centers of sovereign
decision-making to the European representatives
of domestic collective actors who cannot themselves
reach the European level but maintain considerable
domestic political clout.
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Doug Imig
Political Science,University
of Memphis - dimig@memphi.edu
Sidney Tarrow
Department of Government,
Cornell University - Sgt2@cornell.edu
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