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Dialogues on Oil in Fragile Environments

Ground Rules

1. Confidence and confidentiality

    The names of the participants are kept in confidence. This is done at the request of some of the participants. This is not to say that the Dialogues are secret: the fact that they are being held is a matter of public record. However, because inappropriate interpretations have been placed on this sort of dialogue in the past, it is considered appropriate to be cautious.

    Nothing is to be attributed. After the Dialogues, it is not be appropriate for anybody to say, "When we were together, so-and-so said 'x' or 'y'." What is said in the Dialogues is not for attribution. This based on the assumption that participants will feel free to express themselves openly if it is agreed by all that there will be no attribution.

    No formal records (tapes, detailed transcripts) are kept. At the end of the meetings, the conveners prepare a non-attributive, general 'sense-of-the-meeting' memorandum that is circulated to all participants with a request for corrections, clarifications or comments. That is the sole documentation of the Dialogues that will exist thereafter.

2. Open discussion and Analytical discourse

    Everyone should try to understand the others' concerns. The Dialogues presume that each participant has different concerns and that these may not be known by all. Participants are therefore encouraged to seek mutual understanding. This is different from what happens in a debate, where the parties are addressing and trying to persuade a third party such as a judge, and do not listen with an ear for understanding. The object here is another kind of communication: the purpose is to have an analytic, non-adversarial discussion, i.e., not one dedicated to looking for things about which to place blame, nor for whom to blame, nor to analyzing historical or legal positions and determining who is right or wrong. However, if there is anger, fear, or a sense of injustice, these should be communicated. They provide important insights for other participants.

3. All participants are equal

    Each participant's concerns need to be addressed. In the external reality, there are asymmetries and inequalities in power, resources, knowledge, access to information, even in perceived moral positions. To be useful, the discussion must acknowledge these asymmetries. But around the Dialogue table, all parties are equal because each participant's concerns will be addressed. All are equal here. This Ground Rule is especially important when dialogues take place among parties with very clear asymmetries among them.

4. The Dialogues are not a negotiation

    Participants are not expected to reach any agreement, or necessarily produce a visible, tangible output. The expected result is not properly an output: it is greater awareness and clearer (or new) perceptions regarding the concerns of other participants, that can inform each participant's future work.

5. The role of the third party is strictly facilitative

    The members of the third party are present to create an atmosphere and promote a process of interaction that will allow ideas to emerge. PONSACS' role is to help select the participants, establish the ground rules and norms, and keep the discussion focused on the issues of concern to the participants.

    PONSACS does not pretend not to have values or opinions. Nor does it claim that those acting as the third party are neutral in the sense of disinterest. However, it is not the job of the members of the third party to express opinions, nor to debate, evaluate, mediate or adjudicate, or otherwise become involved in the substantive discussion by taking positions, but rather to facilitate the Dialogues through impartial interventions.

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